Independent, high-level investment strategy and consulting services to help clients meet objectives and fulfill fiduciary obligations

We understand the challenges you face in providing an effective retirement program. Investment oversight is just one of the many priorities you need addressed. As your hands-on registered investment advisor, we strive to provide employers with the perspective, counsel and support they need to fulfill their fiduciary obligations and help them feel comfortable choosing the best set of investments for their retirement plan(s).

We partner with our clients to establish a sound governance structure to ensure that the plan’s objectives are carried out appropriately. Our investment consultants support the appointed plan fiduciaries by delivering a prudent fiduciary review and monitoring process.


Draft & customize an Investment Policy Statement (IPS) to meet each of our client’s organizational & investment objectives


Design an investment lineup that aligns with the committee’s goals & objectives


Conduct quantitative & qualitative due diligence on funds against relevant benchmarks


Design & optimize the plan using our proprietary benchmarking analysis to improve investments & assess costs


Secure protection & mitigate risk through fiduciary oversight


Provide customized, flexible co-fiduciary support through ERISA 3(38) or 3(21) service models


Perform ongoing monitoring & reporting

Investment advice provided to the Plan by USI Advisors, Inc. Under certain arrangements, securities offered to the Plan through USI Securities, Inc. Member FINRA/SIPC. Both USI Advisors, Inc. and USI Securities, Inc. are affiliates of USI Consulting Group. | 1023.S0227.0017